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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
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SCHEDULE 13G
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(Rule 13d-102)
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(Amendment No. __)*
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Medley Capital Corp.
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(Name of Issuer)
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Common stock, par value $0.001 per share
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(Title of Class of Securities)
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58503F304
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(CUSIP Number)
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October 24, 2019
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Date of Event Which Requires Filing of the Statement
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Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
[ ] Rule 13d-1(b)
[X] Rule 13d-1(c)
[ ] Rule 13d-1(d)
*The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of
securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities
Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
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CUSIP No. 58503F304
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13G
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Page 2 of 17 Pages
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1.
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NAME OF REPORTING PERSON
DB Med Investor I LLC
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2.
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) ☐
(b) ☐
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3.
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SEC USE ONLY
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4.
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CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
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NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
|
5.
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SOLE VOTING POWER
0
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6.
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SHARED VOTING POWER
7,756,938 shares
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7.
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SOLE DISPOSITIVE POWER
0
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8.
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SHARED DISPOSITIVE POWER
See Row 6 above
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9.
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
See Row 6 above
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10.
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CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES
CERTAIN SHARES (See Instructions) ☐
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11.
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
14.2%1
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12.
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TYPE OF REPORTING PERSON
OO
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1 The percentages
reported in this Schedule 13G are based upon 54,474,211 shares of common stock outstanding as of August 8, 2019 (according to the issuer’s Form 10-Q as filed with the Securities and Exchange Commission on August 9, 2019).
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CUSIP No. 58503F304
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13G
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Page 3 of 17 Pages
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1.
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NAME OF REPORTING PERSON
Drawbridge Special Opportunities Fund LP
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2.
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) ☐
(b) ☐
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3.
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SEC USE ONLY
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4.
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CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
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||
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NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
|
5.
|
SOLE VOTING POWER
0
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6.
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SHARED VOTING POWER
7,756,938 shares
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7.
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SOLE DISPOSITIVE POWER
0
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8.
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SHARED DISPOSITIVE POWER
See Row 6 above
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9.
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
See Row 6 above
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10.
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CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES
CERTAIN SHARES (See Instructions) ☐
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11.
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
14.2%
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12.
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TYPE OF REPORTING PERSON
PN
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CUSIP No. 58503F304
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13G
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Page 4 of 17 Pages
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1.
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NAME OF REPORTING PERSON
Drawbridge Special Opportunities Fund LTD
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2.
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) ☐
(b) ☐
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3.
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SEC USE ONLY
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4.
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CITIZENSHIP OR PLACE OF ORGANIZATION
Cayman Islands
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NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
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5.
|
SOLE VOTING POWER
0
|
|
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6.
|
SHARED VOTING POWER
7,756,938 shares
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||
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7.
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SOLE DISPOSITIVE POWER
0
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8.
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SHARED DISPOSITIVE POWER
See Row 6 above
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9.
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
See Row 6 above
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||
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10.
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CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES
CERTAIN SHARES (See Instructions) ☐
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||
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11.
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
14.2%
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12.
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TYPE OF REPORTING PERSON
OO
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CUSIP No. 58503F304
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13G
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Page 5 of 17 Pages
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1.
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NAME OF REPORTING PERSON
Drawbridge Special Opportunities GP LLC
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2.
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) ☐
(b) ☐
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||
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3.
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SEC USE ONLY
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||
|
4.
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CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
|
||
|
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
|
5.
|
SOLE VOTING POWER
0
|
|
|
6.
|
SHARED VOTING POWER
7,756,938 shares
|
||
|
7.
|
SOLE DISPOSITIVE POWER
0
|
||
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8.
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SHARED DISPOSITIVE POWER
See Row 6 above
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||
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9.
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
See Row 6 above
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||
|
10.
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES
CERTAIN SHARES (See Instructions) ☐
|
||
|
11.
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
14.2%
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12.
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TYPE OF REPORTING PERSON
OO
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CUSIP No. 58503F304
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13G
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Page 6 of 17 Pages
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1.
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NAME OF REPORTING PERSON
Fortress Principal Investment Holdings IV LLC
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2.
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) ☐
(b) ☐
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3.
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SEC USE ONLY
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||
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4.
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CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
|
||
|
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
|
5.
|
SOLE VOTING POWER
0
|
|
|
6.
|
SHARED VOTING POWER
7,756,938 shares
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||
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7.
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SOLE DISPOSITIVE POWER
0
|
||
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8.
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SHARED DISPOSITIVE POWER
See Row 6 above.
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9.
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
See Row 6 above.
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||
|
10.
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CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES
CERTAIN SHARES (See Instructions) ☐
|
||
|
11.
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
14.2%
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||
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12.
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TYPE OF REPORTING PERSON
OO
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CUSIP No. 58503F304
|
13G
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Page 7 of 17 Pages
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1.
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NAME OF REPORTING PERSON
Drawbridge Special Opportunities Advisors LLC
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2.
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) ☐
(b) ☐
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||
|
3.
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SEC USE ONLY
|
||
|
4.
|
CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
|
||
|
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
|
5.
|
SOLE VOTING POWER
0
|
|
|
6.
|
SHARED VOTING POWER
7,756,938 shares
|
||
|
7.
|
SOLE DISPOSITIVE POWER
0
|
||
|
8.
|
SHARED DISPOSITIVE POWER
See Row 6 above.
|
||
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9.
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
See Row 6 above.
|
||
|
10.
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES
CERTAIN SHARES (See Instructions) ☐
|
||
|
11.
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
14.2%
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||
|
12.
|
TYPE OF REPORTING PERSON
OO
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||
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CUSIP No. 58503F304
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13G
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Page 8 of 17 Pages
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1.
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NAME OF REPORTING PERSON
FIG LLC
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2.
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) ☐
(b) ☐
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3.
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SEC USE ONLY
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||
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4.
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CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
|
||
|
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
|
5.
|
SOLE VOTING POWER
0
|
|
|
6.
|
SHARED VOTING POWER
7,756,938 shares
|
||
|
7.
|
SOLE DISPOSITIVE POWER
0
|
||
|
8.
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SHARED DISPOSITIVE POWER
See Row 6 above.
|
||
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9.
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
See Row 6 above.
|
||
|
10.
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES
CERTAIN SHARES (See Instructions) ☐
|
||
|
11.
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
14.2%
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||
|
12.
|
TYPE OF REPORTING PERSON
OO
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||
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CUSIP No. 58503F304
|
13G
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Page 9 of 17 Pages
|
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1.
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NAME OF REPORTING PERSON
Fortress Operating Entity I LP
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2.
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) ☐
(b) ☐
|
||
|
3.
|
SEC USE ONLY
|
||
|
4.
|
CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
|
||
|
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
|
5.
|
SOLE VOTING POWER
0
|
|
|
6.
|
SHARED VOTING POWER
7,756,938 shares
|
||
|
7.
|
SOLE DISPOSITIVE POWER
0
|
||
|
8.
|
SHARED DISPOSITIVE POWER
See Row 6 above.
|
||
|
9.
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
See Row 6 above.
|
||
|
10.
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES
CERTAIN SHARES (See Instructions) ☐
|
||
|
11.
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
14.2%
|
||
|
12.
|
TYPE OF REPORTING PERSON
PN
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||
|
CUSIP No. 58503F304
|
13G
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Page 10 of 17 Pages
|
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1.
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NAME OF REPORTING PERSON
FIG Corp.
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2.
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) ☐
(b) ☐
|
||
|
3.
|
SEC USE ONLY
|
||
|
4.
|
CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
|
||
|
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
|
5.
|
SOLE VOTING POWER
0
|
|
|
6.
|
SHARED VOTING POWER
7,756,938 shares
|
||
|
7.
|
SOLE DISPOSITIVE POWER
0
|
||
|
8.
|
SHARED DISPOSITIVE POWER
See Row 6 above
|
||
|
9.
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
See Row 6 above
|
||
|
10.
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES
CERTAIN SHARES (See Instructions) ☐
|
||
|
11.
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
14.2%
|
||
|
12.
|
TYPE OF REPORTING PERSON
CO
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||
|
CUSIP No. 58503F304
|
13G
|
Page 11 of 17 Pages
|
|
1.
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NAME OF REPORTING PERSON
Fortress Investment Group LLC
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||
|
2.
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) ☐
(b) ☐
|
||
|
3.
|
SEC USE ONLY
|
||
|
4.
|
CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
|
||
|
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
|
5.
|
SOLE VOTING POWER
0
|
|
|
6.
|
SHARED VOTING POWER
7,756,938 shares
|
||
|
7.
|
SOLE DISPOSITIVE POWER
0
|
||
|
8.
|
SHARED DISPOSITIVE POWER
See Row 6 above
|
||
|
9.
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
See Row 6 above
|
||
|
10.
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES
CERTAIN SHARES (See Instructions) ☐
|
||
|
11.
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
14.2%
|
||
|
12.
|
TYPE OF REPORTING PERSON
OO
|
||
|
CUSIP No. 58503F304
|
13G
|
Page 12 of 17 Pages
|
Item 1
| (a) |
Name of Issuer:
|
The name of the issuer is Medley Capital Corp. (the “Issuer”).
(b) Address of Issuer’s Principal Executive Offices:
The principal executive office of the Issuer is 280 Park Avenue, 6th Floor East, New York, New York 10017.
Item 2
(a) Name of Persons Filing:
(a) Name of Persons Filing:
|
(i)
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DB Med Investor I LLC, a Delaware limited liability company, directly owns shares of common stock of the Issuer;
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(ii)
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Drawbridge Special Opportunities Fund LP, a Delaware limited partnership, is a member of DB Med Investor I LLC;
|
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(iii)
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Drawbridge Special Opportunities Fund LTD, a Cayman Islands exempted company, is a member of DB Med Investor I LLC;
|
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(iv)
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Drawbridge Special Opportunities GP LLC, a Delaware limited liability company, is the general partner of Drawbridge Special Opportunities Fund LP and Drawbridge Special
Opportunities Fund LTD;
|
|
|
(v)
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Fortress Principal Investment Holdings IV LLC, a Delaware limited liability company, is the managing member of Drawbridge Special Opportunities GP LLC;
|
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(vi)
|
Drawbridge Special Opportunities Advisors LLC, a Delaware limited liability company, is the investment manager of Drawbridge Special Opportunities Fund LP and Drawbridge Special
Opportunities Fund LTD;
|
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(vii)
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FIG LLC, a Delaware limited liability company, is the holder of all of the issued and outstanding interests of Drawbridge Special Opportunities Advisors LLC;
|
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(viii)
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Fortress Operating Entity I LP, a Delaware limited partnership, is the holder of all of the issued and outstanding interests of Fortress Principal Investment Holdings IV LLC and
the Class A member of FIG LLC;
|
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(ix)
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FIG Corp., a Delaware corporation, is the general partner of Fortress Operating Entity I LP; and
|
|
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(x)
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Fortress Investment Group LLC, a Delaware limited liability company, is the holder of all of the issued and outstanding shares of FIG Corp.
|
The foregoing persons are collectively referred to as the "Reporting Persons." Any disclosures herein with respect to persons
other than the Reporting Persons are made on information and belief after making inquiry to the appropriate party.
|
CUSIP No. 58503F304
|
13G
|
Page 13 of 17 Pages
|
(b) Address of Principal Business Office or, if None, Residence:
The address of the business office of each of the Reporting Persons is c/o Fortress Investment Group LLC, 1345 Avenue of the
Americas, 46th Floor, New York, New York 10105, Attention: Chief Compliance Officer.
(c) Citizenship:
Each of DB Med Investor I LLC, Drawbridge Special Opportunities GP LLC, Fortress Principal Investment Holdings IV LLC, Drawbridge Special
Opportunities Advisors LLC, FIG LLC and Fortress Investment Group LLC is a limited liability company organized under the laws of the State of Delaware. Each of Drawbridge Special Opportunities Fund LP and Fortress Operating Entity I LP is limited
partnership organized under the laws of the State of Delaware. FIG Corp. is a corporation organized under the laws of the State of Delaware. Drawbridge Special Opportunities Fund LTD is an exempted company organized under the laws of the Cayman
Islands.
(d) Title of Class of Securities:
Common Stock, par value $0.001 per share
(e) CUSIP Number:
58503F304
| Item 3 |
If this statement is filed pursuant to Rules 13d-1(b), or 13d-2(b) or (c), check whether the person filing is a:
|
| (a) | [__] | Broker or dealer registered under Section 15 of the Exchange Act; |
| (b) | [__] | Bank as defined in Section 3(a)(6) of the Exchange Act; |
| (c) | [__] | Insurance company as defined in Section 3(a)(19) of the Exchange Act; |
| (d) | [__] | Investment company registered under Section 8 of the Investment Company Act; |
| (e) | [__] | An investment adviser in accordance with Rule 13d-1(b)(1)(ii)(E); |
| (f) | [__] | An employee benefit plan or endowment fund in accordance with Rule 13d-1(b)(1)(ii)(F); |
| (g) | [__] | A parent holding company or control person in accordance with Rule 13d-1(b)(1)(ii)(G); |
| (h) | [__] | A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act; |
| (i) | [__] | A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act; |
| (j) | [__] | A non-U.S. institution in accordance with Rule 13d-1(b)(1)(ii)(J); |
|
CUSIP No. 58503F304
|
13G
|
Page 14 of 17 Pages
|
| (k) | [__] | Group, in accordance with Rule 13d-1(b)(1)(ii)(K). |
If filing as a non-U.S. institution in accordance with Rule 13d-1(b)(1)(ii)(J), please specify the type of institution:
____________.
Item 4 Ownership
(i) DB Med Investor I LLC
|
(a)
|
Amount beneficially owned: 7,756,938
|
|
|
(b)
|
Percent of class: 14.2%
|
|
|
(c)(i)
|
Sole power to vote or direct the vote: -0-
|
|
|
(c)(ii)
|
Shared power to vote or direct the vote: 7,756,938
|
|
|
(c)(iii)
|
Sole power to dispose or direct the disposition: -0-
|
|
|
(c)(iv)
|
Shared power to dispose or direct the disposition: 7,756,938
|
(ii) Drawbridge Special Opportunities Fund LP
|
(a)
|
Amount beneficially owned: 7,756,938
|
|
|
(b)
|
Percent of class: 14.2%
|
|
|
(c)(i)
|
Sole power to vote or direct the vote: -0-
|
|
|
(c)(ii)
|
Shared power to vote or direct the vote: 7,756,938
|
|
|
(c)(iii)
|
Sole power to dispose or direct the disposition: -0-
|
|
|
(c)(iv)
|
Shared power to dispose or direct the disposition: 7,756,938
|
(iii) Drawbridge Special Opportunities Fund
LTD
|
(a)
|
Amount beneficially owned: 7,756,938
|
|
|
(b)
|
Percent of class: 14.2%
|
|
|
(c)(i)
|
Sole power to vote or direct the vote: -0-
|
|
|
(c)(ii)
|
Shared power to vote or direct the vote: 7,756,938
|
|
|
(c)(iii)
|
Sole power to dispose or direct the disposition: -0-
|
|
|
(c)(iv)
|
Shared power to dispose or direct the disposition: 7,756,938
|
(iv) Drawbridge Special Opportunities GP LLC
|
(a)
|
Amount beneficially owned: 7,756,938
|
|
|
(b)
|
Percent of class: 14.2%
|
|
|
(c)(i)
|
Sole power to vote or direct the vote: -0-
|
|
|
(c)(ii)
|
Shared power to vote or direct the vote: 7,756,938
|
|
|
(c)(iii)
|
Sole power to dispose or direct the disposition: -0-
|
|
|
(c)(iv)
|
Shared power to dispose or direct the disposition: 7,756,938
|
(v) Fortress Principal Investment Holdings IV
LLC
|
(a)
|
Amount beneficially owned: 7,756,938
|
|
|
(b)
|
Percent of class: 14.2%
|
|
|
(c)(i)
|
Sole power to vote or direct the vote: -0-
|
|
|
(c)(ii)
|
Shared power to vote or direct the vote: 7,756,938
|
|
|
(c)(iii)
|
Sole power to dispose or direct the disposition: -0-
|
|
|
(c)(iv)
|
Shared power to dispose or direct the disposition: 7,756,938
|
(vi) Drawbridge Special Opportunities
Advisors LLC
|
(a)
|
Amount beneficially owned: 7,756,938
|
|
|
(b)
|
Percent of class: 14.2%
|
|
|
(c)(i)
|
Sole power to vote or direct the vote: -0-
|
|
|
(c)(ii)
|
Shared power to vote or direct the vote: 7,756,938
|
|
|
(c)(iii)
|
Sole power to dispose or direct the disposition: -0-
|
|
|
(c)(iv)
|
Shared power to dispose or direct the disposition: 7,756,938
|
|
CUSIP No. 58503F304
|
13G
|
Page 15 of 17 Pages
|
(vii) FIG LLC
|
(a)
|
Amount beneficially owned: 7,756,938
|
|
|
(b)
|
Percent of class: 14.2%
|
|
|
(c)(i)
|
Sole power to vote or direct the vote: -0-
|
|
|
(c)(ii)
|
Shared power to vote or direct the vote: 7,756,938
|
|
|
(c)(iii)
|
Sole power to dispose or direct the disposition: -0-
|
|
|
(c)(iv)
|
Shared power to dispose or direct the disposition: 7,756,938
|
(viii) Fortress Operating Entity I LP
|
(a)
|
Amount beneficially owned: 7,756,938
|
|
|
(b)
|
Percent of class: 14.2%
|
|
|
(c)(i)
|
Sole power to vote or direct the vote: -0-
|
|
|
(c)(ii)
|
Shared power to vote or direct the vote: 7,756,938
|
|
|
(c)(iii)
|
Sole power to dispose or direct the disposition: -0-
|
|
|
(c)(iv)
|
Shared power to dispose or direct the disposition: 7,756,938
|
(ix) FIG Corp.
|
(a)
|
Amount beneficially owned: 7,756,938
|
|
|
(b)
|
Percent of class: 14.2%
|
|
|
(c)(i)
|
Sole power to vote or direct the vote: -0-
|
|
|
(c)(ii)
|
Shared power to vote or direct the vote: 7,756,938
|
|
|
(c)(iii)
|
Sole power to dispose or direct the disposition: -0-
|
|
|
(c)(iv)
|
Shared power to dispose or direct the disposition: 7,756,938
|
(x) Fortress Investment Group LLC
|
(a)
|
Amount beneficially owned: 7,756,938
|
|
|
(b)
|
Percent of class: 14.2%
|
|
|
(c)(i)
|
Sole power to vote or direct the vote: -0-
|
|
|
(c)(ii)
|
Shared power to vote or direct the vote: 7,756,938
|
|
|
(c)(iii)
|
Sole power to dispose or direct the disposition: -0-
|
|
|
(c)(iv)
|
Shared power to dispose or direct the disposition: 7,756,938
|
| Item 5 |
Ownership of Five Percent or Less of a Class
|
If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the
beneficial owner of more than 5 percent of the class of securities, check the following ☐.
| Item 6 |
Ownership of More than Five Percent on Behalf of Another Person
|
Not Applicable
| Item 7 |
Identification and Classification of the Subsidiary which Acquired the Security Being Reported on by the Parent Holding Company
|
Not Applicable
| Item 8 |
Identification and Classification of Members of the Group
|
Not Applicable
|
CUSIP No. 58503F304
|
13G
|
Page 16 of 17 Pages
|
| Item 9 |
Notice of Dissolution of Group
|
Not Applicable
| Item 10 |
Certification
|
By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect, other than activities solely in connection with a nomination under § 240.14a–11.
|
CUSIP No. 58503F304
|
13G
|
Page 17 of 17 Pages
|
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement
is true, complete and correct.
Dated this 4th day of November, 2019.
|
DB MED INVESTOR I LLC
|
DRAWBRIDGE SPECIAL OPPORTUNITIES FUND LP
|
|||||
|
By: Drawbridge Special Opportunities Fund LP, its member manager
|
By: Drawbridge Special Opportunities GP LLC, its general partner
|
|||||
|
By: Drawbridge Special Opportunities GP LLC, its general partner
|
By:
|
/s/ Constantine M. Dakolias
|
||||
|
Name: Constantine M. Dakolias
Title: President
|
||||||
|
By:
|
/s/ Constantine M. Dakolias
|
|||||
|
Name: Constantine M. Dakolias
Title: President
|
||||||
|
DRAWBRIDGE SPECIAL OPPORTUNITIES GP LLC
|
DRAWBRIDGE SPECIAL OPPORTUNITIES FUND LTD
|
|||||
|
By:
|
/s/ Constantine M. Dakolias
|
By: Drawbridge Special Opportunities Advisors LLC, its investment manager
|
||||
|
Name: Constantine M. Dakolias
|
||||||
|
Title: President
|
By:
|
/s/ Constantine M. Dakolias
|
||||
|
Name: Constantine M. Dakolias
Title: President
|
||||||
|
DRAWBRIDGE SPECIAL OPPORTUNITIES ADVISORS LLC
|
FORTRESS PRINCIPAL INVESTMENT HOLDINGS IV LLC
|
|||||
|
By:
|
/s/ Constantine M. Dakolias
|
By:
|
/s/ David N. Brooks
|
|||
|
Name: Constantine M. Dakolias
Title: President
|
Name: David N. Brooks
Title: General Counsel
|
|||||
|
FORTRESS OPERATING ENTITY I LP
|
FIG LLC
|
|||||
|
By: FIG Corp, its general partner
|
By:
|
/s/ David N. Brooks
|
||||
|
Name: David N. Brooks
|
||||||
|
By:
|
/s/ David N. Brooks
|
Title: Secretary
|
||||
|
Name: David N. Brooks
Title: Secretary
|
||||||
|
FORTRESS INVESTMENT GROUP LLC
|
FIG CORP.
|
|||||
|
By:
|
/s/ David N. Brooks
|
By:
|
/s/ David N. Brooks
|
|||
|
Name: David N. Brooks
|
Name: David N. Brooks
|
|||||
|
Title: Secretary
|
Title: Secretary
|
|||||
EXHIBIT 99.1
JOINT FILING AGREEMENT
The undersigned hereby agree that the Statement on Schedule 13G filed herewith (and any amendments thereto), relating to the common
stock of Medley Capital Corp., a Delaware corporation, is being filed jointly with the Securities and Exchange Commission pursuant to Rule 13d‑1(c) under the Securities Exchange Act
of 1934, as amended, on behalf of each of the undersigned.
This Agreement may be executed in counterparts and each of such counterparts taken together shall constitute one and the same instrument.
Dated this 4th day of November, 2019.
|
DB MED INVESTOR I LLC
|
DRAWBRIDGE SPECIAL OPPORTUNITIES FUND LP
|
|||||
|
By: Drawbridge Special Opportunities Fund LP, its member manager
|
By: Drawbridge Special Opportunities GP LLC, its general partner
|
|||||
|
By: Drawbridge Special Opportunities GP LLC, its general partner
|
By:
|
/s/ Constantine M. Dakolias
|
||||
|
Name: Constantine M. Dakolias
Title: President
|
||||||
|
By:
|
/s/ Constantine M. Dakolias
|
|||||
|
Name: Constantine M. Dakolias
Title: President
|
||||||
|
DRAWBRIDGE SPECIAL OPPORTUNITIES GP LLC
|
DRAWBRIDGE SPECIAL OPPORTUNITIES FUND LTD
|
|||||
|
By:
|
/s/ Constantine M. Dakolias
|
By: Drawbridge Special Opportunities Advisors LLC, its investment manager
|
||||
|
Name: Constantine M. Dakolias
|
||||||
|
Title: President
|
By:
|
/s/ Constantine M. Dakolias
|
||||
|
Name: Constantine M. Dakolias
Title: President
|
||||||
|
DRAWBRIDGE SPECIAL OPPORTUNITIES ADVISORS LLC
|
FORTRESS PRINCIPAL INVESTMENT HOLDINGS IV LLC
|
|||||
|
By:
|
/s/ Constantine M. Dakolias
|
By:
|
/s/ David N. Brooks
|
|||
|
Name: Constantine M. Dakolias
Title: President
|
Name: David N. Brooks
Title: General Counsel
|
|||||
|
FORTRESS OPERATING ENTITY I LP
|
FIG LLC
|
|||||
|
By: FIG Corp, its general partner
|
By:
|
/s/ David N. Brooks
|
||||
|
Name: David N. Brooks
|
||||||
|
By:
|
/s/ David N. Brooks
|
Title: Secretary
|
||||
|
Name: David N. Brooks
Title: Secretary
|
||||||
|
FORTRESS INVESTMENT GROUP LLC
|
FIG CORP.
|
|||||
|
By:
|
/s/ David N. Brooks
|
By:
|
/s/ David N. Brooks
|
|||
|
Name: David N. Brooks
|
Name: David N. Brooks
|
|||||
|
Title: Secretary
|
Title: Secretary
|
|||||